-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KDmtNdU01cztD6NBxC7E/c7yCdW+Nsvpa9//XaX6VdUuryipAjwht926xsTGtkVe JtTlfeUYdlOX1liS8agtDg== 0001047469-98-005352.txt : 19980217 0001047469-98-005352.hdr.sgml : 19980217 ACCESSION NUMBER: 0001047469-98-005352 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON TECHNOLOGY INC CENTRAL INDEX KEY: 0000772897 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 410901840 STATE OF INCORPORATION: MN FISCAL YEAR END: 0929 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-37228 FILM NUMBER: 98534094 BUSINESS ADDRESS: STREET 1: 40 W HIGHLAND PARK CITY: HUTCHINSON STATE: MN ZIP: 55350 BUSINESS PHONE: 6125873797 MAIL ADDRESS: STREET 2: 40 W HIGHLAND PARK CITY: HUTCHINSON STATE: MN ZIP: 55350 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN JEFFREY W CENTRAL INDEX KEY: 0000903590 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HUTCHINSON TECHNOLOGY INCORPORATED STREET 2: 40 WEST HIGHLAND PARK CITY: HUTCHINSON STATE: MN ZIP: 55350 BUSINESS PHONE: 6125873797 MAIL ADDRESS: STREET 1: C/O HUTCHINSON TECHNOLOGY INCORPORATED STREET 2: 40 WEST HIGHLAND PARK CITY: HUTCHINSON STATE: MN ZIP: 55350 SC 13G/A 1 SC 13G/A
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ----------------------------- WASHINGTON, D.C. 20549 OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response..... 14.90
SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 9) HUTCHINSON TECHNOLOGY INCORPORATED - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 448407-7 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 CUSIP NO. 448407-7 13G PAGE 2 OF 5 PAGES 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jeffrey W. Green 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / Not Applicable (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER 975,390 SHARES BENEFICIALLY OWNED BY 6 SHARED VOTING POWER 134,460 EACH REPORTING PERSON 7 SOLE DISPOSITIVE POWER 1,109,190 WITH 8 SHARED DISPOSITIVE POWER 660 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,109,850 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 ITEM 1. (a) Name of Issuer Hutchinson Technology Incorporated (the "Issuer") (b) Address of Issuer's Principal Executive Offices 40 West Highland Park Hutchinson, Minnesota 55350 ITEM 2. (a) Name of Person Filing This filing is made by Jeffrey W. Green (b) Address of Principal Business Office or, if None, Residence Jeffrey W. Green 3401 Fourth Avenue North Sioux Falls, SD 57104 (c) Citizenship Jeffrey W. Green is a citizen of the United States (d) Title of Class of Securities Common Stock, $.01 par value (the "Common Stock") (e) CUSIP Number 448407-7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned 1,109,850 (b) Percent of Class 5.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 975,390* (ii) shared power to vote or to direct the vote 134,460** (iii) sole power to dispose or to direct the disposition of 1,109,190* (iv) shared power to dispose or to direct the disposition of 660***
Page 3 of 5 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable * Includes 411,300 shares covered by immediately exercisable options granted to Mr. Green. ** 133,800 of these shares are held by Norwest Bank St. Paul, N.A., as trustee for the Jeffrey W. Green IRA. The remaining 660 shares are held by Mr. Green in joint tenancy with his wife. *** These 660 shares are held by Mr. Green in joint tenancy with his wife. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Jeffrey W. Green ------------------------------------ February 6, 1998 Jeffrey W. Green Chairman of the Board Page 5 of 5
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